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- info@valsenfiduciaries.com
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Fund Compliance and Regulatory Reporting
The fund industry is facing a highly complex regulatory environment. Within the cross-border distribution world, funds have to cope with a vast number of existing laws, rules and regulations at their home domicile as well as the targeted countries.
Valsen Fiduciaries helps managers develop strategic regulatory and compliance solutions that meet current filing requirements in all jurisdictions, and are flexible and adaptive to future regulatory uncertainties, demonstrable enough to stand up to regulatory scrutiny, and ultimately, cost-effective.
With our team of experts with global network and local expertise, you’ll meet all your regulatory compliance requirements in whichever jurisdiction you operate.
Our core services are:
- Managing client and investor due diligence
- Risk profiling of investors and clients
- Global screening of sanctions and media in multiple jurisdictions
- Enhanced intelligence reports on individual clients and businesses
- Reviewing business procedures and processes
- Analysing corporate governance frameworks
- Remediation projects
- Board compliance and regulatory reports
- Impact assessments of regulatory changes in multiple jurisdictions
- MLRO Services
- Common Reporting Standards Services
- Trustee / fund safe custody services
- Maintenance of comprehensive asset registers